Orchestrates Has a new broker completed all required due-diligence steps?
Broker Onboarding Due Diligence
Strategic workflow diagnosis
- Purpose
- Get a new broker able to write business as soon as they're genuinely ready, with nothing chased twice.
- Owner
- Broker Onboarding Lead
- Trigger
- A prospective broker applies to be appointed.
- AI options considered
- None needed -- this is deterministic checklist automation, not a judgement task.
- Human roles involved
- The onboarding lead still makes the final activation call and handles any exceptions.
- Current state
- Checklist status is tracked from memory and scattered emails across three separate systems.
- Future state
- One current checklist view per broker, kept up to date as documents arrive in any of the three systems.
Information assets involved
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